- The claimant must establish that he or she is a Convention refugee from the country of his or her nationality (or the country of his former habitual residence, if the claimant is not recognized as a citizen of any country). Nationality means citizenship of a particular country. [section 2.1.]
IRPA, s. 96
Canada (Attorney General) v. Ward,
 2 S.C.R. 689.
- If a claimant is a national of more than one country, the claimant must show that he or she is a Convention refugee with respect to all such countries. [section 2.1.1.]
IRPA, s. 96
- A claimant may be considered to be a national of a country where the evidence establishes that it is within his or her control to acquire the citizenship of a country: for example, where the application for citizenship is a mere formality and the authorities of that country do not have any discretion to refuse the application. [section 2.1.3.]
Bouianova, Tatiana v. M.E.I.
(F.C.T.D., no. 92-T-1437), Rothstein, June 11, 1993.
Williams v. Canada (Minister of Citizenship and Immigration),
 3 F.C.R. 429 (F.C.A.); 2005 FCA 126.
Tretsetsang, Chime v. M.C.I.
(F.C.A., no. A-260-15), Ryer, Webb, Rennie (dissenting), June 9, 2016; 2016 FCA 175.
- There is conflicting case law of the Federal Court as to whether or not an adverse inference regarding credibility and/or subjective fear can be drawn from the failure to access possible protection or status in a third country, in cases where there is no automatic right to citizenship. [section 2.1.5.]
- The concept “former habitual residence” is only relevant where the claimant is stateless, i.e. he or she does not have a country of nationality. [section 2.2.]
- Former habitual residence implies a situation where a stateless person was admitted to a country with a view to enjoying a period of continuing residence of some duration. The claimant does not have to be legally able to return to a country of former habitual residence for it to be so described. The claimant must, however, have established a significant period of de facto residence in the country in question. [section 2.2.1.]
Maarouf v. Canada (Minister of Employment and Immigration),
 1 F.C. 723 (T.D.).
- Where the stateless claimant has more than one country of former habitual residence, he or she must show that, on a balance of probabilities there is a serious possibility of persecution in any country of former habitual residence, and that he or she cannot return to any of his or her other countries of former habitual residence. This test may be termed “any country plus the Ward factor”. [section 2.2.2.]
Thabet v. Canada (Minister of Citizenship and Immigration),
 4 F.C. 21 (C.A.).
- Statelessness per se does not give rise to a claim to refugee status: the claimant must demonstrate a well-founded fear of persecution based on a Convention ground. [section 2.2.4.]
Arafa v. Canada (Minister of Employment and Immigration),
(F.C.T.D., no. A-663-92)
- A denial of a right to return may constitute an act of persecution by the state; however, for it to be the basis of a claim, the refusal must be based on a Convention ground. [section 2.2.5.]
- According to paragraph 101 of the UNHCR Handbook, stateless claimants need not avail themselves of state protection since there is no duty on the state to provide protection. The decisions of the Federal Court on this topic are not consistent. [section 2.2.6.]
- To be considered persecution, the mistreatment suffered or anticipated must be serious, i.e., it must constitute a key denial of a core human right. [section 188.8.131.52.]
Canada (Attorney General) v. Ward,
 2 S.C.R. 689.
Chan v. Canada (Minister of Employment and Immigration),
 3 S.C.R. 593 (dissenting opinion).
- What constitutes a basic human right is determined by the international community, not by any one country. At the same time, in determining whether anticipated actions would constitute fundamental violations of basic human rights, it is acceptable to consider Canadian law. [section 184.108.40.206.]
- The second criterion is that, generally, the mistreatment must be repetitive and persistent, or systematic. However, there should not be an exaggerated emphasis on the need for repetition and persistence. The RPD should analyze the quality of incidents in terms of whether they constitute “a fundamental violation of human dignity.” [section 220.127.116.11.]
Rajudeen, Zahirdeen v. M.E.I.
(F.C.A., no. A-1779-83), Heald, Hugessen, Stone, July 4, 1984.
Ranjha, Muhammad Zulfiq v. M.C.I.
(F.C.T.D., no. IMM-5566-01), Lemieux, May 21, 2003; 2003 FCT 637.
- For the claim to succeed, the persecution must be linked to a Convention ground, in other words, there must be a nexus. [section 18.104.22.168.]
- While most acts of persecution can be characterized as criminal, not all criminal acts constitute persecution. [section 22.214.171.124.]
Cortez, Delmy Isabel v. S.S.C.
(F.C.T.D., no. IMM-2482-93), McKeown, December 15, 1993.
- It is not necessary, in order for persecution to exist, that the perpetrators of the harm belong to a certain category or hold a certain kind of position. In particular, persecution may exist even if state authorities are neither the immediate inflictors of the harm, nor complicit in the infliction. [section 126.96.36.199.]
- The claimant may be subject to a number of discriminatory or harassing acts. While these acts may individually not be serious enough to constitute persecution, they may cumulatively amount to persecution. [section 3.1.2.]
Madelat, Firouzeh v. M.E.I., Mirzabeglui, Maryam v. M.E.I.
(F.C.A., nos. A-537-89 and A-538-89),
MacGuigan, Mahoney, Linden, January 28, 1991.
- A claimant's fear of persecution must be by reason of one of the five grounds enumerated in the definition of Convention refugee - race, religion, nationality, membership in a particular social group and political opinion. There must be a link between the fear of persecution and one of the five grounds. [section 4.1.]
Canada (Attorney General) v. Ward,
 2 S.C.R. 689.
- When determining the applicable grounds, the relevant consideration is the perception of the persecutor. This perception need not necessarily conform to the claimant's true beliefs. [section 4.1.]
- Claimants cannot be asked to renounce their deeply held beliefs or refrain from exercising their fundamental rights to avoid persecution and as a price to live in security. [section 4.1.]
Gur, Irem v. M.C.I.
(F.C., no. IMM-6294-11), de Montigny, August 14, 2012; 2012 FC 992
Colmenares, Jimmy Sinohe Pimentel v. M.C.I.
(F.C., no. IMM-5417-05), Barnes, June 14, 2006, 2006 FC 749
- Freedom of religion includes the right to manifest the religion in public, or private, in teaching, practices, worship and observance. [section 4.4.]
Fosu, Monsieur Kwaku v. M.E.I.
(F.C.T.D., no. A-35-93), Denault, November 16, 1994.
- The meaning assigned to "particular social group" should take into account the general underlying themes of the defence of human rights and anti-discrimination that form the basis for international refugee protection. [section 4.5.]
- As a working rule to achieve the above result, the Supreme Court of Canada in Ward identified three possible categories of particular social groups:
- Groups defined by an innate or unchangeable characteristic;
- Groups whose members voluntarily associate for reasons so fundamental to their human dignity that they should not be forced to forsake the association; and
- Groups associated by a former voluntary status, unalterable due to its historic permanence. [section 4.5.]
- A particular social group cannot be defined solely by the fact that a group of persons are objects of persecution, since the Convention refugee definition requires that the persecution be “by reason of” one of the grounds. [section 4.5.]
- In the context of the Convention refugee definition, political opinion is any opinion on any matter in which the machinery of state, government and policy may be engaged; however this does not mean that only political opinions regarding the state will be relevant. [section 4.6.]
Klinko v. Canada (Minister of Citizenship and Immigration),
 3 F.C. 327 (C.A.)
- The political opinion at issue need not have been expressed outright, it can be perceived or imputed. As well, it need not necessarily conform to the claimant’s true beliefs. What is relevant is the perception of the persecutor. A victim of politically motivated persecution is not required to abandon his commitment to political activism in order to live safely in his country. [section 4.6.]
Colmenares, Jimmy Sinohe Pimentel v. M.C.I.
(F.C., no. IMM-5417-05), Barnes, June 14, 2006; 2006 FC 749.
- Victims of crime, corruption or vendettas may, in certain circumstances, establish a link between their fear of persecution and one of the five grounds in the definition. A link to political opinion will be established if the actual or perceived expression of the opinion involves matters in which the machinery of the state may be engaged. [section 4.7.]
- The making of a public complaint about widespread corrupt conduct by government officials to a government authority, and thereafter, the complainant suffering persecution on this account, when the corrupt conduct is not officially sanctioned, condoned or supported by the state, constitutes an expression of political opinion and therefore there is nexus to a Convention refugee ground. However, an opinion expressed in opposition to a criminal organization will not provide a nexus on the basis of political opinion unless the disagreement is rooted in political conviction. [section 4.7.]
- Rape and other forms of sexual violence are crimes grounded in the status of women in society and can provide a basis for a claim based on the ground of particular social group.
Dezameau, Elmancia v. M.C.I.
(F.C. no., IMM-4396-09), Pinard, May 27, 2010; 2010 FC 559.
Josile, Duleine v. M.C.I.
(F.C., no. IMM-3623-10, Martineau, January 17, 2011; 2011 FC 39.
- The definition of Convention refugee is forward-looking, that is, the inquiry concerns what might happen to a claimant if he or she were to return to their country of origin. [section 5.1.]
- The claimant does not have to establish that he or she was persecuted in the past or that he or she would or will be persecuted in the future. [section 5.1.]
Salibian v. Canada (Minister of Employment and Immigration),
 3 F.C. 250 (C.A.).
- Claimants must establish their case on a balance of probabilities, but this does not mean they have to prove that persecution (on return) would be more likely than not. What they have to establish is that there are "good grounds" for fearing persecution. This may also be stated as a "reasonable" or even a "serious possibility" as opposed to a mere possibility that the claimant would be persecuted if returned to the country of origin. [section 5.2.] The test, which has become known as the "Adjei test", asks the following question: is there a reasonable chance that persecution would take place if the claimant returned to his or her country of origin?
Adjei v. Canada (Minister of Employment and Immigration),
 2 F.C. 680 (C.A.).
- The "standard of proof" and the "legal test to be met" must not be confused. The standard of proof refers to the standard the panel will apply in assessing the evidence adduced for the purpose of making factual findings, whereas the legal test is the test that is required to establish the refugee claim is well founded. [section 5.2.]
Li, Yi Mei v. M.C.I. (F.C.A., no. A-31-04),
Rothstein, Noël, Malone, January 5, 2005; 2005 FCA 1.
- A claimant's subjective fear of persecution must have an objective basis. The subjective fear relates to the existence of a fear of persecution in the mind of the claimant. The objective basis requires that there be a valid basis for this fear. [section 5.3.]
Rajudeen, Zahirdeen v. M.C.I. (F.C.A., no. A-1779-83),
Heald, Hugessen, Stone, July 4, 1984.
- The assessment of whether a claimant has a subjective fear is inter-twined with an assessment of the claimant's credibility and it often relates to some behaviours which are considered to be inconsistent with such a fear. These behaviours include: [section 5.3.1.; 5.4.]
- delay in leaving the country of origin; [section 5.4.1.]
- failure to seek protection in other countries en route to Canada; [section 5.4.2.]
- delay in making a claim upon arrival in Canada; [section 5.4.3.]
- returning to the country of alleged persecution (re-availment); [section 5.5.] and
- self-endangering actions after making a claim. [section 5.6.]
- Generally, delay in making a claim for refugee protection or in leaving the country of persecution is not in itself a decisive factor, however it is a relevant and potentially important consideration. [section. 5.4.]
Huerta, Martha Laura Sanchez v. M.E.I.
(F.C.A., no. A-448-91), Hugessen, Desjardins, Létourneau, March 17, 1993.
- Delay may constitute sufficient grounds upon which to reject a claim where the delay is inordinate and there is no satisfactory explanation for it. [section 5.4.]
Velez, Liliana v. M.C.I.
(F.C. no. IMM-5660-09), Crampton, September 15, 2010; 2010 FC 923.
- The claimant’s explanations for the behaviours that are inconsistent with a fear of persecution must be considered and assessed carefully. Decision-makers must express clearly their findings on the credibility of a claimant’s explanation for behaving in a particular manner.
Beltran, Luis Fernando Berrio v. M.C.I. (F.C.T.D., no. IMM-829-96), Dubé, October 29, 1996.
- The responsibility to provide international protection only becomes engaged when national or state protection is unavailable to the claimant (international protection is surrogate). [section 6.1.1.]
Canada (Attorney General) v. Ward,
 2 S.C.R. 689.
- State protection cannot be considered in a vacuum. The RPD must consider many factors, including:
- The nature of the human rights violation;
- The profile of the alleged human rights abuser;
- The efforts that the victim took to seek protection from authorities;
- The response of the authorities to requests for their assistance, and
- The available documentary evidence.
Gonzalez Torres, Luis Felipe v. M.C.I.
(F.C., no. IMM-1351-09), Zinn, March 1, 2010; 2010 F.C. 234.
- In the case of multiple nationalities (citizenship), the claimant is expected to avail him or herself of the protection of all the countries of citizenship. [section 6.1.2.]
- The availability of national protection forms part of the analysis of whether the claimant's fear is well founded. [section 6.1.3.]
- Two presumptions are at play in refugee determination: (a) if the fear of persecution is credible (legitimate) and there is an absence of state protection, one can presume that persecution will be likely and the fear well founded; (b) absent a complete breakdown of state apparatus, states are presumed to be capable of protecting their citizens. [section 6.1.5.]
- The presumption of state protection applies equally to cases where the state is alleged to be the agent of persecution.
Hinzman, Jeremy v. M.C.I. and Hughey, Brandon David v. M.C.I.
(F.C.A, no. A-182-06; A-185-06). Décary, Sexton, Evans, April 30, 2007; 2007 FCA 171
- A refugee who claims that the state protection is inadequate or non-existent bears the evidentiary burden of adducing evidence to that effect and the legal burden of persuading the trier of fact that his or her claim in this respect is founded. The standard of proof applicable is the balance of probabilities. The presumption of state protection is rebutted by clear and convincing evidence. [section 6.1.7.]
Flores Carrillo: M.C.I. v. Flores Carrillo, Maria del Rosario
(F.C.A., no. A-225-07), Letourneau, Nadon, Sharlow, March 12, 2008; 2008 FCA 94.
- The claimant must approach his or her state for protection, if state protection might reasonably be forthcoming. [sections 6.1.1. and 188.8.131.52.]
- Simply asserting a subjective belief that state protection is not available is not enough to rebut the presumption. [section 6.1.]
M.C.I. v. Olah, Bernadett
(F.C.T.D., no. IMM-2763-01), McKeown, May 24, 2002; 2002 FCT 595.
- Control of the claimant’s country may be divided - geographically or otherwise - among several de facto authorities. Protection from any one of these authorities, or from a combination of them, will suffice. [section 184.108.40.206.1.]
Zalzali v. Canada (Minister of Employment and Immigration),
 3 F.C. 605 (C.A.).
- A guarantee of protection for all citizens at all times is not to be expected. Nor is perfect protection. Where a state is in effective control of its territory, has military, police and civil authority in place and makes serious efforts to protect its citizens, the mere fact that it is not always successful will not justify a claim that the state is not providing protection. [section 220.127.116.11.3.2.]
M.E.I. v. Villafranca, Ignacio
(F.C.A., no. A-69-90), Hugessen, Marceau, Décary, December 18, 1992.
- Protection that is adequate is protection that works at the operational level. Each case will turn on its own facts. [section 18.104.22.168.2.]
Mudrak, Zsolt Jozsef v. M.C.I.
(F.C.A., no. A-147-15), Stratas, Webb, Scott, June 14, 2016; 2016 FCA 178.
- Protection must be from the state, not from non-state sources. The availability of protection from non-state sources may be relevant to the issue of the objective basis for the claim. State-funded agencies are part and parcel of the protection network. [section 6.1.12.]
- The more democratic the state's institutions, the more the claimant must have done to exhaust all the courses of action open to him or her. However, democracy alone does not guarantee effective state protection and there must be an assessment of the quality of the institutions that provide state protection. [section 22.214.171.124.1.]
M.C.I. v. Kadenko, Ninal
(F.C.A., no. A-388-95), Hugessen, Décary, Chevalier, October 15, 1996.
Katwaru, Shivanand Kumar v. M.C.I.
(F.C., no. IMM-3368-06), Teitelbaum, June 8, 2007; 2007 FC 612.
- Protection must be from the state, not from non-state sources. The availability of protection from non-state sources may be relevant to the issue of the objective basis for the claim. State-funded agencies are part and parcel of the protection network. When the Board considers alternative avenues of recourse, it should explain how these alternatives will result in adequate state protection for the claimant. [section 6.1.8.]
Flores Zepeda, Rosario Adriana v. M.C.I.
(F.C., no. IMM-3452-07), Tremblay-Lamer, April 16, 2008
- While paragraph 101 of the UNHCR Handbook states that stateless claimants need not avail themselves of state protection since there is no duty on the state to provide protection to non-citizens, Federal Court jurisprudence provides that the presumption of state protection applies to stateless individuals. [section 6.2.]
Popov, Alexander v. M.C.I.
(F.C., no. IMM-841-09), Beaudry, September 10, 2009; 2009 FC 898
Khatrr, Amani Khzaee v. M.C.I.
(F.C., no. IMM-3249-15), Zinn, March 22, 2016; 2016 FC 341.
- A change in country conditions (or in the personal circumstances of the claimant) is relevant if it may help in determining whether or not there is, at the date of the hearing, a reasonable and objectively foreseeable possibility that the claimant would be persecuted in the event of return to his or her country of origin. [section 7.1.]
Yusuf, Sofia Mohamed v. M.E.I.
(F.C.A., no. A-130-92), Hugessen, Strayer, Décary, January 9, 1995.
- The assessment of whether there are “changed circumstances” in a country is a factual determination. The key consideration is whether the changes are effective and durable, as opposed to merely transitory, and what, if any bearing, these changes have on a claimant’s specific situation. [section 7.1.1.]
- Whether a change of circumstances is sufficient for a fear of persecution to be no longer well founded must be determined in relation to the basis of the particular claim. [section 7.1.1.]
Rahman, Faizur v. M.E.I.
(F.C.A., no. A-1244-91), Marceau, Desjardins, Létourneau, May 14, 1993.
- If a change in circumstances is to be relied on to make a decision in the case, fairness would seem to require that notice should be given to the claimant and it is probably sufficient if “objective basis” is identified as an issue. [section 7.1.]
- There is no obligation on the Refugee Protection Division to consider post-hearing evidence relating to changes in country conditions unless that evidence has been accepted by the panel before the panel renders a final decision on the claim. The Refugee Protection Division may, on its own motion, provide additional documents and reconvene a hearing into a claim that has not been concluded with a final decision to hear evidence relating to changes in country conditions. [section 7.1.3.]
- The issue of compelling reasons, the exception found in section 108(4) of IRPA (section 2(3) of the former Immigration Act) applies only where the claimant had a well-founded fear of persecution when he or she left his or her country of nationality and the reasons for the fear of persecution have ceased to exist. The RPD is not required to consider whether past persecution constitutes compelling reasons where it determines that the claimant was not a Convention refugee at the time of departure from the country of nationality.
Cihal, Pavla v. M.C.I.
(F.C.A., A-54-97), Stone, Evans, Malone, May 4, 2000
- The jurisprudence that developed with respect to section 2(3) of the Immigration Act may be used as guidance in the interpretation of section 108(4) of the IRPA.
- In applying sections 96 and 97 of the Immigration and Refugee Protection Act, the compelling reasons exception only applies when there has been a determination that the person was a Convention refugee or a person in need of protection, and also that the conditions that led to that finding no longer exist. However, for section 108(4) to apply, there is no requirement that refugee protection has actually been conferred. [section 7.2.1.]
- In order for the “compelling reasons” exception to apply the claimant does not need to show a subsisting well-founded fear of persecution or an ongoing subjective fear of persecution. However, the claimant must first establish that he or she, at some point, would have met the definition of Convention refugee or person in need of protection.
Canada (Minister of Employment and Immigration v. Obstoj,  2 F.C. 739 (C.A.)
Najdat, Parviz v. M.C.I. (F.C., no. IMM-3995-05), Russell, March 9, 2006; 2006 FC 302.
- In every case in which the RPD concludes that a claimant has suffered past persecution, but there has been a change of country conditions under section 108(1)(e) of IRPA (section 2(2)(e) of the Immigration Act), the RPD is obligated to consider whether the evidence presented establishes that there are “compelling reasons”. This obligation arises whether or not the claimant expressly invokes the exception. The evidentiary burden rests on the claimant to adduce the necessary evidence to establish entitlement to the benefit of the “compelling reasons” provision.
M.C.I. v. Yamba, Yamba Odette Wa
(F.C.A., no. A-686-98), Isaac, Robertson, Sexton, April, 6, 2000.
- It follows that where the RPD does not find that the claimant has suffered past persecution, or finds the claimant’s factual evidence not credible, or finds the claimant would have had an internal flight alternative (IFA), the compelling reasons exception does not apply and the RPD is under no obligation to consider the issue. [section 7.2.2].
- A claimant will be entitled to Convention refugee status based on compelling reasons if he or she has suffered such appalling past persecution that their experience alone is compelling reason not to return the claimant, even though he or she may not have any reason to fear further persecution. [section 7.2.3.]
- The case law indicates that the threshold necessary to demonstrate “compelling reasons” is a high one. The provision applies to extraordinary cases in which the persecution is relatively so exceptional, that even in the wake of changed circumstances, it would be wrong to return refugee claimants.
Hassan, Nimo Ali v. M.E.I.
(F.C.T.D., no. A-653-92), Rothstein, May 4, 1994.
- While the delineation of the concept of “compelling reasons” is a question of law, the issue of whether “compelling reasons” exist in a given case is a question of fact. [section 7.2.3.]
- The level or severity of the harm required has been the subject of varrying approaches in the jurisprudence. At one extreme is the Obstoj approach which imposes the atrocious and appalling threshold and at the other is Suleiman which calls for a consideration of the totality of the situation. [section 7.2.5.]
Suleiman, Jama Khamis v. M.C.I., 2004 FC 1125
- Past acts of torture and extreme acts of mental abuse, alone, in view of their gravity and seriousness, can be considered “compelling reasons’ despite the fact that these acts have occurred many years before. [section 7.2.5.]
- Evidence of continuing psychological after-effects is relevant to a determination of the issue but is not a separate requirement that has to be met. [section 7.2.6]
Mwaura, Anne v. M.C.I.
(F.C., no. IMM-7462-14), Brown, July 16, 2015; 2015 FC 874.
- There is conflicting case law from the Federal Court as to whether persecution of a family member can of itself be sufficient to constitute compelling reasons. [section 7.2.7.]
- A claimant may be a Convention refugee as a consequence of events which have occurred in his or her country of origin since his or her departure or as a result of activities of the claimant since leaving his or her country. In these circumstances, the claimant is said to have a sur place claim. [section 7.3.]
- A key issues in sur place claims is whether the claimant’s actions or activities since leaving his or her country have come to the attention of the authorities of the claimant’s country of origin and how they are likely to be viewed by those authorities. While it is relevant to examine the motives underlying a claimant’s participation in activities against his government in Canada in order to determine the claimant’s subjective fear, it would be an error for the RPD to stop the analysis there as it is also necessary to examine whether or not the fear has an objective basis. Even if the motives are not genuine, the consequential imputation of religious or political beliefs to the claimant by the authorities of their country may be sufficient to bring the claimant within the scope of the Convention refugee definition. [section 7.3.1.]
Asfaw, Napoleon v. M.C.I.
(F.C.T.D., no. IMM-5552-99), Hugessen, July 18, 2000.
Ejtehadian, Mostafa v. M.C.I.
(F.C., no. IMM-2930-06), Blanchard, February 12, 2007; 2007 FC 158.
- Evidence of political activities in Canada should be considered by the panel whether or not the claimant specifically raises a sur place claim. [section 7.3.1.]
- The claimant is not barred from being considered a Convention refugee by the mere fact that the circumstances which he or she relies upon derive from, or are related to, a civil war. Equally, the mere fact that a civil war is underway in the claimant's country of origin, or that the claimant has a fear related to the civil war, is not sufficient to make the claimant a Convention refugee. [section 9.2.]
Salibian v. Canada (Minister of Employment and Immigration),
 3 F.C. 250 (C.A.);
IRB Chairperson's Guidelines,
"Civilian Non-Combatants Fearing Persecution in Civil War Situations",
March 7, 1996 (as continued under s. 159(1)(h) of IRPA).
- Refugee claimants must establish a link between themselves and persecution for a Convention reason; they must be targeted for persecution in some way, either personally or collectively. [section 9.2.]
Rizkallah, Bader Fouad v. M.E.I.
(F.C.A., no. A-606-90), Marceau, MacGuigan, Desjardins, May 6, 1992.
- The issue is not a comparison between the claimant's risk and the risk faced by other individuals or groups at risk for a Convention reason, but whether the claimant's risk is a risk of sufficiently serious harm and is linked to a Convention reason as opposed to the general, indiscriminate consequences of civil war. If one of the warring parties singles out a person or group of persons for reasons of race, political opinion or one of the other elements enumerated in the refugee definition and subjects the person or group to serious human rights violations, this clearly constitutes persecution. [section 126.96.36.199.]
IRB Chairperson's Guidelines,
"Civilian Non-Combatants Fearing Persecution in Civil War Situations",
March 7, 1996; (as continued under s. 159(1)(h) of IRPA.
Ali, Shaysta-Ameer v. M.C.I.
(F.C.A., no. A-772-96), Décary, Stone, Strayer, January 12, 1999.
Fi, Saleh Omar Osama v. M.C.I.
(F.C., no. IMM-2091-06), Martineau, September 19, 2006; 2006 FC 1125.
- It is not persecution for a country to have compulsory military service. [section 9.3.6.]
Popov, Leonid Anatolievich v. M.E.I.
(F.C.T.D., no. IMM-2567-93), Reed, April 11, 1994.
- An aversion to military service or a fear of combat is not in itself sufficient to support a well-founded fear of persecution. [section 9.3.6.]
Garcia, Marvin Balmory Salvador v. S.S.C.
(F.C.T.D., no. IMM-2521-93), Pinard, February 4, 1994.
- The Zolfagharkhani principles relating to laws of general application (noted above) apply to military-service situations. [sections 9.3.2. and 9.3.6].
- Where the claimant invokes reasons of conscience for objecting to military service, it is necessary to determine whether the particular reasons are genuine and of sufficient significance. [section 9.3.6.]
The Federal Court of Appeal in Ates answered the following certified question in the negative, without any analysis:
In a country where military service is compulsory, and there is no alternative thereto, do repeated prosecutions and incarcerations of a conscientious objector for the offence of refusing to do his military service, constitute persecution based on a Convention refugee ground?
Ates, Erkan v. M.C.I.
(F.C.A., no. A-592-04), Linden, Nadon, Sharlow, October 5, 2005; 2005 FCA 322.
- A claimant may object to serving in a particular conflict, or to the use of a particular category of weapon, rather than objecting to military service altogether, and may be found to be a Convention refugee if the military actions objected to are judged by the international community to be contrary to basic rules of human conduct. It is appropriate to consider paragraph 171 of the UNHCR Handbook to determine whether the war being waged is contrary to basic rules of human conduct. [section 9.3.6.]
Ciric v. Canada (Minister of Employment and Immigration),
 2 F.C. 65 (T.D.).
Hinzman, Jeremy v. M.C.I.
(F.C., no. IMM-2168-05), Mactavish, March 31, 2006; 2006 FC 420.
- In determining whether the claimant would face serious harm for failing to serve in the military, one must consider whether the claimant might be able to perform alternative service or obtain an exemption from service. One must also consider the harshness of the actual penalty for refusing to serve. It is important to consider whether the claimant has pursued opportunities to obtain state protection in his or her country before asking for international protection. [section 9.3.6.]
Hinzman and Hughey, Brandon David v. M.C.I.
(F.C.A., nos. A-182-06; A-185-06), Décary, Sexton, Evans, April 30, 2007; 2007 FCA 171.
- The Convention refugee definition does not apply to a person who is recognized by the authorities of a country in which he or she has taken residence as having the rights and obligations which are attached to the possession of the nationality of that country. Under section 98 of the Immigration and Refugee Protection Act, a person who is found to be excluded by Article 1E is neither a Convention refugee nor a person in need of protection, and cannot therefore be determined to be such a person in relation to any country. [section 10.1.]
Article 1 E of the Convention Relating to the Status of Refugees,
Schedule to the Immigration and Refugee Protection Act (formerly the Immigration Act)
M.C.I. v. Sartaj, Asif
(F.C., no. IMM-1998-05), O'Keefe, March 14, 2006; 2006 FC 324.
- At a minimum, the claimant must be able to return to and remain in the putative Article 1E country before he or she may be excluded from the Convention refugee definition. [section 10.1.1.] This requirement is now qualified by the test set out in Zeng (see next point).
M.C.I. v. Mahdi, Roon Abdikarim
(F.C.A., no. A-632-94), Pratte, MacGuigan, Robertson, December 1, 1995.
- The test to be applied in Article 1E determinations is: considering all relevant factors to the date of the hearing:
- Does the claimant have status, substantially similar to that of its nationals, in the third country? If the answer is yes, the claimant is excluded.
- If the answer is no, did the claimant previously have such status and lost it, or had access to such status and failed to acquire it? If the answer is no, the claimant is not excluded.
- If the answer is yes, various factors must be considered and balanced, including (but not limited to),
- the reasons for the loss of status (voluntary or not),
- whether the claimant can return to the third country,
- the risk the claimant would face in the home country,
- Canada's international obligations,
- Any other relevant factors. [section 10.1.1.]
M.C.I. v. Zeng, Guanqiu
(F.C.A., no. A-275-09), Noël, Layden-Stevenson, Stratas, May 10, 2010; 2010 FCA 118.
- If the claimant's status in the third country is tentative, Article 1E does not apply. [section 10.1.2.]
- If the status in the third country is renewable, there is an onus on the claimant to renew it. The claimant must demonstrate why:
- their travel document cannot be renewed;
- their (destroyed or lost) residency card cannot be re-issued;
- a re-entry visa cannot be obtained;
- their residency status cannot be renewed. [section 10.1.3.]
- In determining whether the claimant enjoys the rights and obligations of a national, the following criteria are useful:
- the right to return to the country of residence,
- the right to work freely without restrictions,
- the right to study, and
- full access to social services in the country of residence. [section 1.1.4.]
Shamlou, Pasha v. M.C.I.
(F.C.T.D, no. IMM-4967-94), Teitelbaum, November 15, 1995.
- It would appear that determinations under Article 1E do not necessarily involve the strict consideration of all factors regarding residency, as the analysis depends on the particular nature of the case at hand and the rights which normally accrue to citizens in the country of residence. A person need not possess rights that are identical in every respect to those of a national of the country. [section 10.1.4.]
Juzbasevs, Rafaels v. M.C.I.
(F.C.T.D., no. IMM-3415-00), McKeown March 30, 2001;
Hamdan, Kadhom Abdul Hu v. M.C.I.
(F.C.T.D., no. IMM-1346-96), Jerome, March 27, 1997.
- A number of decisions of the Federal Court suggest that the RPD can determine whether the claimant has a well-founded fear of persecution for a Convention reason in the Article 1E country (or a risk to life or risk of cruel and unusual treatment or punishment or danger of torture) and whether state protection is available to the claimant in that country [section 10.1.5.]
- If there are "serious reasons for considering" that a claimant has committed an Article 1F crime (crime against peace, war crime, crime against humanity, serious non-political crime, act contrary to the purposes and principles of the United Nations), he or she is excluded from the Convention refugee definition.
Article 1 F of the Convention Relating to the Status of Refugees,
Schedule to the Immigration and Refugee Protection Act (formerly the Immigration Act)
- The standard of proof denoted by the phrase “serious reasons for considering” is a standard above mere suspicion but below beyond a reasonable doubt or the balance of probabilities. [section 11.1.1.]
Ezokola v. Canada (Citizenship and Immigration),  2 S.C.R. 678; 2013 SCC 40
- There is no requirement to balance the nature of the Article 1 F crime with the degree of persecution feared. [section 11.1.2.]
Xie, Rou Lan v. M.C.I. (F.C.A. no. A-422-03), Décary, Létourneau, Pelletier, June 30, 2004; 2004 FCA 250
- Article 1F(a) must be interpreted by reference to the international instruments that deal with these crimes, including the Charter of the International Military Tribunal and other international instruments concluded since its adoption. This would include the Statute of the International Tribunal for Rwanda and the Statute of the International Tribunal for the Former Yugoslavia as well as the Rome Statute of the International Criminal Court. [section 11.2.]
Harb, Shahir v. M.C.I.
(F.C.A., no. A-309-02), Decary, Noël, Pelletier, January 27, 2003: 2003 FCA 39.
- For a crime to be a crime against humanity, it must be committed in a widespread, systematic fashion either during a civil or international war or in times of peace. (section 11.2.3.)
Sivakumar v. Canada (Minister of Employment and Immigration),
 1 F.C. 433 (C.A.).
Mugesera v. Canada (Minister of Citizenship and Immigration),
 2 S.C.R. 100; 2005 SCC 40
- A criminal act rises to the level of a crime against humanity where the following four elements are made out:
- An enumerated proscribed act was committed (this involves showing that the accused committed the criminal act and had the requisite guilty state of mind for the underlying act);
- The act was committed as part of a widespread or systematic attack;
- The attack was directed against any civilian population or any identifiable group of persons; and
- The person committing the proscribed act knew of the attack and knew or took the risk that his or her act comprised a part of the attack. [section 11.2.3.]
- In making a decision under Article 1 F(a), the Board must make clear findings of fact regarding: the specific crimes against humanity which the claimant is alleged to have committed; the acts committed by the immediate perpetrators; the claimant’s knowledge of the acts; his or her sharing in the purpose of the acts, and whether the acts constitute crimes against humanity. [section 11.2.3.]
- There may be circumstances where a claimant will successfully invoke certain defences, such as duress and superior orders, which absolve him or her from responsibility and thus the claimant will not be excluded from refugee status. [section 11.2.4.]
- Where a claimant has not in a “physical” sense committed a crime, but has aided, instigated or counselled a perpetrator in the commission of a war crime or a crime against humanity, he or she may, as an accomplice, be held responsible for the crime and thus be subject to being excluded from refugee protection. An accomplice is as culpable as the principal perpetrator. [section 11.2.5.]
Moreno v. Canada (Minister of Employment and Immigration),
(1994) 1 F.C. 298 (C.A.).
Penate v. Canada (Minister of Employment and Immigration),
 2 F.C. 79 (T.D.)
- The test for complicity in international crimes adopted by the Supreme Court of Canada is the “significant contribution test”. The test is comprised of three components: 1) voluntary contribution; 2) significant contribution; and 3) knowing contribution. [section 188.8.131.52.]
- When determining whether a person’s conduct meets the test, the following non-exhaustive factors serve as a guide:
- size and nature of the organization;
- the part of the organization with which the claimant was most directly concerned;
- the claimant’s duties and activities;
- the claimant’s position or rank;
- the length of time with the organization;
- the method of recruitment and the opportunity to leave the organization;
- any viable defences.
- Exclusion under Article 1F(b) is not restricted to fugitives of justice or punishment.
Febles v. Canada (Minister of Citizenship and Immigration), 2014 SCC 68
- 13. The laying of charges, the entering of a conviction, or an extradition request are not pre-requisites to the application of the exclusion clause. As well, the completion of an imposed sentence, the current lack of dangerousness or post-crime expiation or rehabilitation are not bars to exclusion. [section 11.3.1.]
Zrig v. Canada (Minister of Citizenship and Immigration)  3 FC 761; 2003 FCA 178.
- To determine whether a crime is “serious”, there must be an evaluation of the following factors:
- the elements of the crime,
- the mode of prosecution, (summary or indictment)
- the penalty prescribed,
- the facts, and
- the mitigating and aggravating circumstances underlying a conviction. [section 11.3.1.]
Jayasekara v. Canada (Minister of Citizenship and Immigration)
 4 F.C.R. 164 (F.C.A.); 2008 FCA 404
- While a potential sentence of 10 years or more if the crime had been committed in Canada creates a presumption of seriousness, the presumption is rebuttable. However, the ten-year rule should not be applied in a mechanistic, decontextualized, or unjust manner. [section 11.3.3.]
Jayasekara , supra
- A claimant can be excluded under Article 1F(b) for purely economic crimes. [section 11.3.1.]
Xie v.Canada (Minister of Citizenship and Immigration),
 1 F.C.R. 304; 2004 FCA 250
Lai, Cheong Sing v. M.C.I.
(F.C.A., no. A-191-04), Malone , Richard, Sharlow, April 11, 2005; 2005 FCA 125
- In order for a crime to be characterized as "political", thus falling outside the ambit of Article 1F(b) (serious non-political crimes), both aspects of a two-pronged test must be satisfied:
- the existence of a political disturbance related to a struggle to modify or abolish a government or government policy;
- a rational nexus between the crime committed and the accomplishment of the political objective sought. [section 10.3.4.]
In addition, the gravity of the crime must be proportionate to the degree of repressiveness of the regime in question.
Gil v. Canada (Minister of Employment and Immigration),
 1 F.C. 508 (C.A.).
- A very serious crime may be accepted as "political" if the regime against which it is committed is repressive and offers no scope for freedom of expression and the peaceful change of government or government policy. [section 10.3.4.]
- The purpose of Article 1 F(c) is to exclude those individuals responsible for serious, sustained or systemic violations of fundamental human rights which amount to persecution in a non-war situation. [section 10.4.]
Pushpanathan v. Canada (Minister of Citizenship and Immigration),
 1 S.C.R. 982.
- The guiding principle is that where there is consensus in international law that particular acts constitute sufficiently serious and sustained violations of fundamental human rights as to amount to persecution, or are explicitly recognized as contrary to the purposes and principles of the United Nations, then Article 1 F(c) will be applicable. [section 10.4.]
- Two categories of acts fall within Article 1 F(c):
- where a widely accepted international agreement or United Nations resolution declares that the commission of certain acts is contrary to the purposes and principles of the United Nations;
- those acts which a court is able, for itself, to characterize as serious, sustained and systematic violations of fundamental human rights constituting persecution. [section 10.4.]
- The application of Article 1F(c) is not limited to persons in power. Non-state actors may fall within the provision. [section 10.4.]
Burden of Proof
- The burden of establishing that exclusion applies to a claimant falls on the government. However, since the RPD has sole and exclusive jurisdiction to hear and determine all questions of law and fact, including questions of jurisdiction, non-participation of the Minister does not preclude an exclusion finding. It is an error to restrict the Minister to question the claimant on matters dealing only with exclusion since section 170(e) of IRPA states that the Minister, as well as the claimant, must be given a reasonable opportunity to present evidence and question witnesses. [section 11.5.]
Arica, Jose Domingo Malaga v. M.E.I.
(F.C.A., no. A-153-92), Stone, Robertson, McDonald, May 3, 1995.
Atabaki: M.C.I. v. Atabaki, Roozbeh Kianpour
(F.C., no. IMM-1669-07, Lemieux, November 13, 2007; 2007 FC 1170.
Subsection 108(1) of the IRPA sets out five grounds for cessation of refugee protection:
108 (1) A claim for refugee protection shall be rejected, and a person is not a Convention refugee or a person in need of protection, in any of the following circumstances:
- the person has voluntarily reavailed themself of the protection of their country of nationality;
- the person has voluntarily reacquired their nationality;
- the person has acquired a new nationality and enjoys the protection of the country of that new nationality;
- the person has voluntarily become re-established in the country that the person left or remained outside of and in respect of which the person claimed refugee protection in Canada; or
- the reasons for which the person sought refugee protection have ceased to exist
(4) Paragraph (1)(e) does not apply to a person who establishes that there are compelling reasons arising out of previous persecution, torture, treatment or punishment for refusing to avail themselves of the protection of the country which they left, or outside of which they remained, due to such previous persecution, torture, treatment or punishment
The Minister of Citizenship and Immigration may make an application to the RPD to declare a protected person’s refugee status has ceased for any of the grounds listed in subsection 108(1). [section 12.4.1]
IRPA, subsection 108(2)
The burden of proof in an application to cease refugee status rests with the Minister on a balance of probabilities. [section 12.5.1]
Li, 2015 FC 459
The framework of analysis for paragraph 108(1)(a) – reavailment, - consists of three elements:
- voluntariness: the refugee must act voluntarily;
- intention: the refugee must intend by his action to re-avail himself of the protection of the country of his nationality;
- re-availment: the refugee must actually obtain such protection. [section 12.5.3]
UNHCR Handbook, paragraph 119
Kuoch, 2015 FC 979
When looking at whether or not the protected person had the intention to reavail, Canadian jurisprudence has applied the presumption found in paragraph 121 of the UNHCR Handbook:
If a refugee applies for and obtains a national passport or its renewal, it will, in the absence of proof to the contrary, be presumed that he intends to avail himself of the protection of the country of his nationality. [section 184.108.40.206.2]
There is limited jurisprudence concerning the cessation grounds found in paragraphs (b), (c), and (d). Jurisprudence concerning paragraph (e) [change of circumstances], is discussed in chapter 7.
Future risk of persecution in the protected person’s country of nationality is not relevant when examining cessation under paragraphs (a) to (d). [section 12.6.2.]
Balouche, 2015 FC 765
The RPD may not consider humanitarian and compassionate grounds when deciding an application to cease. [section 12.6.3]
Abadi, 2016 FC 29
9. The RPD may have discretion regarding which ground of cessation to apply, regardless of the grounds raised by the Minister. This is important because the protected person only loses his or her permanent resident status and becomes inadmissible if an application to cease is granted under paragraphs (a) to (d), not (e). [section 12.6.1]
Al-Obeidi, 2015 FC 1041
Tung, 2018 FC 1224
Section 109 of the IRPA sets out the general framework for an application to vacate refugee protection as well as the effect of a decision to allow an application:
Vacation of refugee protection
109(1)The Refugee Protection Division may, on application by the Minister, vacate a decision to allow a claim for refugee protection, if it finds that the decision was obtained as a result of directly or indirectly misrepresenting or withholding material facts relating to a relevant matter.
Rejection of application
109(2) The Refugee Protection Division may reject the application if it is satisfied that other sufficient evidence was considered at the time of the first determination to justify refugee protection.
Allowance of application
109(3) If the application is allowed, the claim of the person is deemed to be rejected and the decision that led to the conferral of refugee protection is nullified.
The Minister has the burden of proof on an application to vacate refugee status. Since the Minister is the one requesting that the status be vacated, it is the Minister’s responsibility to prove this is justified. The standard of proof is on a balance of probabilities. [section 13.5]
Begum, 2005 FC 118
The approach to an application to vacate a decision granting refugee status involves two steps:
- First, the RPD must find that the decision granting refugee protection was obtained as a result of a direct or indirect misrepresentation, or a withholding of material facts relating to a relevant matter; and
- Second, the RPD should consider whether there remains sufficient evidence that was considered at the time of the positive determination to justify refugee protection and, if so, the RPD may reject the application to vacate, notwithstanding the misrepresentation.
IRPA, subsections 109(1) and (2)
With respect to the first branch of the test (whether or not the protected person made misrepresentations or withheld material facts at the determination hearing) the Minister and the protected person may adduce new evidence that was not before the RPD when it decided the refugee claim. [section 13.5.3]
Coomaraswamy, 2002 FCA 153
However, regarding what evidence is admissible for the purpose of the second branch of the test (whether there remains sufficient evidence on which a positive decision could have been based), the RPD must determine if the remaining untainted evidence, which was presented at the first hearing, would have been sufficient to support a positive decision. For this part of the analysis, neither the protected person nor the Minister may supplement the record from the first. [section 13.5.3]
Coomaraswamy, 2002 FCA 153
IRPA, subsection 109(2)
- In determining whether or not there was a misrepresentation at the time of the initial refugee status determination, the RPD must assess the credibility of the new evidence as well as, sometimes, reassess the credibility of the evidence considered at the first hearing. Therefore, the RPD may re-weigh the evidence which was presented to the original panel in light of the misrepresentations. [section 220.127.116.11]
Naqvi, 2004 FC 1605
Where the misrepresentation or withholding of a material fact relates to exclusion such that the protected person would have been excluded at the original determination, it is not necessary to proceed to the analysis under subsection 109(2). [section 18.104.22.168]
Parvanta, 2006 FC 1146
Omar, 2016 FC 602